Evidence that Can be Used at a PRRA

Pre-Removal Risk Assessment application by a failed refugee claimant is not an appeal or reconsideration of the decision of the Refugee Protection Division to the failed refugee claim.

Section 113(a) of the Immigration and Refugee Protection Act provides that an applicant whose claim to refugee protection has been rejected may present only new evidence that arose after the rejection or was not reasonably available, or that the failed refugee claimant could not reasonably have been expected in the circumstances of the refugee claim to have presented.

Accordingly, as the Federal Court of Appeal noted in Raza, Pre-Removal Risk Assessment Officers must respect the negative refugee determination unless there is new evidence of facts that might have affected the outcome of the Refugee Protection Division hearing.

There are numerous factors that PRRA officers must consider when determining whether to admit new evidence.  These include:

  1. Credibility: Is the evidence credible, considering its source and the circumstances in which it came into existence? If not, the evidence need not be considered.
  2. Relevance: Is the evidence relevant to the PRRA application, in the sense that it is capable of proving or disproving a fact that is relevant to the claim for protection? If not, the evidence need not be considered.
  3. Newness: Is the evidence new in the sense that it is capable of:
    1. proving the current state of affairs in the country of removal or an event that occurred or a circumstance that arose after the hearing in the Refugee Protection Division, or
    2. proving a fact that was unknown to the refugee claimant at the time of the Refugee Protection Division hearing, or
    3. contradicting a finding of fact by the Refugee Protection Division (including a credibility finding)? If not, the evidence need not be considered.
  4. Materiality: Is the evidence material, in the sense that the refugee claim probably would have succeeded if the evidence had been made available to the Refugee Protection Division? If not, the evidence need not be considered.
  5. Express statutory conditions:
    1. If the evidence is capable of proving only an event that occurred or circumstances that arose prior to the Refugee Protection Division hearing, then has the applicant established either that the evidence was not reasonably available to him or her for presentation at the Refugee Protection Division hearing, or that he or she could not reasonably have been expected in the circumstances to have presented the evidence at the Refugee Protection Division hearing? If not, the evidence need not be considered.
    2. If the evidence is capable of proving an event that occurred or circumstances that arose after the Refugee Protection Division hearing, then the evidence must be considered (unless it is rejected because it is not credible, not relevant, not new or not material).

PRRA officer must consider all evidence that is presented, unless it is excluded on one of the grounds above.

Internal Flight Alternatives

 

Photo by: joiseyshowaa

An area of refugee law that often frustrates refugee claimants is the requirement that they show that there was no reasonable internal flight alternative to claiming refugee status in Canada.

Using a Mexican claimant, for example, the question that is often asked is: “why didn’t you go to Canucn?”

As the picture in this post illustrates, the issue is whether it would be possible for someone at risk of persecution to simply “get lost in the crowd.”  The issue is especially relevant where the persecutor is a non-state actor, such as a gang.

The general rule is that a claimant cannot be required to encounter great physical danger or to undergo undue hardship in traveling to and staying in a region (Cepeda-Guiterrez).

Pursuant to the test in Rasaratnam v. Canada (Minister of Employment and Immigration), [1992] 1 F.C. 706 (C.A.), there are two criteria that must be met before an internal flight alternative will be found to be reasonable:

1) That there is no serious risk of the claimant being persecuted in the part of the country where there is a flight alternative.

2) That the situation in the part of the country identified as an internal flight alternative must be such that it is not unreasonable for the claimant to seek refuge there, given all of the circumstances.

The test to show unreasonableness is strict.  In Ranganathan v Canada (Minister of Citizenship and Immigration), [2001] 2 FC 164, [2000] FCJ No 2118 (QL), the court held that:

It requires nothing less than the existence of conditions which would jeopardize the life and safety of a claimant in traveling or temporarily relocating to a safe area. In addition, it requires actual and concrete evidence of such conditions. The absence of relatives in a safe place, whether taken alone or in conjunction with other factors, can only amount to such condition if it meets that threshold, that is to say if it establishes that, as a result, a claimant’s life or safety would be jeopardized.

Federal Court jurisprudence indicates that factors pointing to an IFA being objectively unreasonable include:

  1. Being unable to prove clan membership when it is required to live in the IFA, never having lived there or having family there, not speaking the language, and having no prospects for residence or employment: Abubakar v Canada (Minister of Employment and Immigration), [1993] FCJ No 887 (TD);
  2. The negative impact on any children of the claimant:  Sooriyakumaran v Canada (Minister of Employment and Immigration), [1998] FCJ No 1402 (TD);
  3. The young age of the claimant:  Elmi v Canada (Minister of Employment and Immigration), [1999] FCJ No 336 (TD);
  4. The unlikelihood of the claimant reaching the IFA without undue risk to his or her life:  Hashmat v Canada (Minister of Citizenship and Immigration), [1997] FCJ No 598 (TD); and
  5. The inability of the claimant to legally remain in the area:  Kandiah v Canada (Minister of Citizenship and Immigration), [1998] FCJ No 1269 (TD).

Distinguishing PRRA and H&C

Photo By Hamed Saber

Failed refugee claimants, and other people generally without status within Canada, often submit both Pre-Removal Risk Assessment (PRRA) applications, as well as Humanitarian & Compassionate (H&C) ones, as a last ditch effort to acquire permanent resident status.

PRRA Officers are required to determine whether an individual would be at risk of persecution if returned to his/her country of origin. In the context of failed refugee claimants, officers are required to give consideration to any new, credible, relevant, and material evidence of facts that might have affected the outcome of an appellant’s refugee claim hearing had this evidence been presented, and to assess the risk to the individual if removed.

H&C applications, meanwhile, require Immigration Officers to regard public policy considerations and humanitarian grounds to determine whether removal will result in disproportionate hardship.

If an applicant has submitted both a PRRA and a H&C, and both are rejected, then the Applicant should closely examine whether the officer evaluating the applications applied the correct test.

It is a reviewable error of law for an H&C officer to equate state protection with a lack of undue, undeserved, or disproportionate hardship (Demiraj v. Canada, 2011 FC 161; Hinzman v. Canada, 2010 FCA 177).

Failed applicants examining the reasons for their rejection should thus carefully examine whether the correct test was applied.  Even if the rejection reasons state what the test was, it is important to review the reasons to ensure that the stated test was the test applied.  In Ramsawak v Canada (Minister of Citizenship and Immigration), 2009 FC 636, the Federal Court noted that:

This Court has emphasized, in a number of cases, the importance of assessing an H&C claim through the lens of “hardship”, as distinct from that of “risk” applied in relation to a PRRA.

The mere fact that the officer stated the proper test at the outset of his reasons does not indicate, of course, that the officer properly assessed the evidence. To come to the contrary conclusion would be to privilege form over substance. Of course, there is nothing wrong with an officer relying on the same set of factual findings in assessing an H&C and a PRRA application, provided these facts are analysed through the proper prism relevant to each application. This is precisely where the officer went wrong: he appears to have parroted the findings made in his PRRA decision, which was released the same day.

A similar outcome was reached in Paul v. Canada. There, the Federal Court noted that:

The Officer seems to have conflated the H&C application with the PRRA. Indeed, the Officer found that the applicants had failed to demonstrate hardship because of the availability of state protection and because Ms. Paul could return to Canouan, where she took refuge before coming to Canada. Those conclusions are mirrored in the Officer’s reasons for refusing their PRRA.

The Officer correctly considered the risk, which remains relevant in assessing the H&C application (Ramsawak). However, the Court finds that the Officer failed to go beyond the issue of risk and consider whether that risk gives rise to unusual, undeserved or disproportionate hardship.

Inadequacy of State Protection

[Note: This post ties in very closely with my post on refugees originating from democracies, which can be found here.]

I have previously discussed the issue of refugees who come from countries where the state is not the persecutor. Rather, it is a quasi-governmental authority or private actors that are the cause of the refugee’s fears. In such cases, the issue turns to one of the adequacy of state protection.

Ward v. Canada

The leading decision on the issue of state protection in the context of refugee and pre-removal risk assessment decisions is the Supreme Court of Canada decision Canada (Attorney General) v. Ward, [1993] 2 S.C.R. 689. There, the Supreme Court of Canada held that a state’s inability to protect its citizens is the crucial element in determining whether a claimant’s fear of persecution is well-founded as it determines the reasonableness of his or her unwillingness to seek the protection of his or her state of nationality.

Specifically, the Court noted that:

Having established that the claimant has a fear, the Board is, in my view, entitled to presume that persecution will be likely, and the fear well-founded, if there is an absence of state protection. The presumption goes to the heart of the inquiry, which is whether there is a likelihood of persecution. But I see nothing wrong with this, if the Board is satisfied that there is a legitimate fear, and an established inability of the state to assuage those fears through effective protection

The Court went on to note that:

Only situations in which state protection “might reasonably have been forthcoming”, will the claimant’s failure to approach the state for protection defeat his claim. Put another way, the claimant will not meet the definition of “Convention refugee” where it is objectively unreasonable for the claimant not to have sought the protection of his home authorities; otherwise, the claimant need not literally approach the state. [My emphasis]

The issue that arises, then, is how, in a practical sense, a claimant makes proof of a state’s inability to protect its nationals as well as the reasonable nature of the claimant’s refusal actually to seek out this protection.

Ward involved a somewhat unique case where the refugee claimant’s home state conceded that it could not protect the claimant. However, for cases where such an admission was not forthcoming, the Supreme Court noted that:

Where such an admission is not available, however, clear and convincing confirmation of a state’s inability to protect must be provided For example, a claimant might advance testimony of similarly situated individuals let down by the state protection arrangement or the claimant’s testimony of past personal incidents in which state protection did not materialize. Absent some evidence, the claim should fail, as nations should be presumed capable of protecting their citizens. Security of nationals is, after all, the essence of sovereignty. Absent a situation of complete breakdown of state apparatus, such as that recognized in Lebanon in Zalzali, it should be assumed that the state is capable of protecting a claimant.

Is there a Subjective Fear of Persecution?

Before the Refugee Protection Division can engage in a state protection analysis, it must first analyze whether a refugee claimant has a subjective fear, and what that fear is.  Thus, in Cobian Flores v. Canada (Citizenship and Immigration), 2010 FC 503, the Federal Court noted that:

[S]ave in exceptional cases, the analysis of the availability of state protection should not be carried out without first establishing the existence of a subjective fear of persecution. The panel responsible for questions of fact should therefore analyze the issue of the subjective fear of persecution, or, in other words, should make a finding as to the refugee claimant’s credibility and the plausibility of his or her account, before addressing the objective fear component which includes an analysis of the availability of state protection.

The reason that it is necessary to analyze whether and what the subjective fear of persecution is before analyzing whether there is adequate state protection is because one has to determine exactly what the state is trying to protect an individual from in order to determine whether that protection is adequate.  As noted by the Court in Velasco Moreno v. Canada (Minister of Citizenship and Immigration), 2010 FC 993:

In my view, a negative determination of the Refugee Protection Division which turns on the issue of state protection must be scrutinized with particular care where the member chooses to make no credibility finding concerning the applicant’s allegations of a subjective fear.

However, the judge sitting in judicial review must be satisfied that the applicant’s allegations, usually in the personal information form and the transcript of the refugee hearing, were treated as true by the decision-maker.Only then can a proper review be made of the member’s state protection analysis. The state protection issue should not be a means of avoiding a clear determination

Other Cases Interpreting War

The level of state protection that must be available is “adequate”. (Carillo, 2008 FCA 94)

In Da Souza v. Canada (Citizenship and Immigration), the claimant was a woman from St. Vincent. Her claim was based on her abusive ex-partner. She produced a letter from a police sergeant in St. Vincents. In the letter, this officer noted that Sonia did not ever report incidents to the police. The PRRA officer thus rejected her claim on the basis that the claimant never sought police protection. The Court, however, rejected this decision, noting that the fact that a claimant did not approach the state for protection will not automatically defeat a claim. The Officer was required to analyze whether the state would be able to protect effectively. The Court noted that if it was not objectively unreasonable for the claimant to not seek state protection, then she did not need to go to the authorities.

Where a refugee claimant provides evidence that contradicts the presumption of state protection, then the Refugee Protection Division must consider this evidence.  If it discounts contradictory evidence, then it must explain why (Flores Alcazar v. Canada, 2011 FC 173).  However, the onus remains on the applicant to rebut the presumption of adequate state protection, on a balance of probabilities (Carillo v. Canada, above).

Refugees, Democracies, and State Protection

People are often dismissive when they hear of refugee claimants arriving with stories of persecution at the hands of militias or gangs.  This especially appears to be the case when the refugee claimants originate from a democratic country.  Why, they ask, do these people not simply go to the police in their respective home countries?

The answer is that sometimes the police are either ineffective, or, occasionally, the perpetrators of persecution.  In such cases, an individual might literally be putting their lives in their hands by approaching the authorities.  Canadian refugee law recognizes this catch-22, and has developed numerous principles addressing the issue of state protection.

As recently articulated by the Federal Court, “requiring a person to seek protection from the state when that person believes he or she is in danger as a result of the actions of someone who is a member of the forces of public order and when the state is both persecutor and accomplice is too stringent a burden of proof for a refugee claimant”: Aguilar Soto v. Canada (Citizenship and Immigration), 2010 FC 1183.

Even if the police are not the alleged source of persecution, but are simply ineffective, then a refugee claimant is not obliged to seek counseling, legal advice, or assistance from human rights organizations: Balogh v. Canada (Minister of Citizenship and Immigration) (2002), 22 Imm. L.R. (3d) 93.

Importantly, even in the case of democracies that are generally respectful of human rights within their borders, each case concerning state protection brought before the Immigration and Refugee Board must be examined individually and on its own merits: Arellano v. Canada (Minister of Citizenship and Immigration), 2006 FC 1265.

The question is not whether the state protection is perfectly effective.  However, the mere willingness of a state to ensure the protection of its citizens is not sufficient in itself to establish its ability.  Protection must have a certain degree of effectiveness. The presumption of state ability is therefore rebuttable, even when dealing with a democratic state.

When Will a Hearing be Necessary at a PRRA Review

On August 4, 2010, the Federal Court released its decision in Sayed v. Canada (Citizenship and Immigration), 2010 FC 796. The decision involved a discussion of many Pre-Removal Risk Assessment (PRRA) issues, including when a PRRA officer will be required to call a hearing.

The PRRA is based on the principle of non-refoulement, and provides that persons should not be removed from Canada to a country where they would be at risk of persecution, torture, risk to life, or risk of cruel and unusual treatment or punishment.  Approved applications generally result in the same refugee protection afforded persons whose refugee claims are approved by the Immigration and Refugee Board.

PRRA is generally carried out through a paper review process. However, officers have the discretion to hold an oral hearing in certain cases, as outlined in s. 167 of the Regulations. This section states that:

Hearing — prescribed factors

167. For the purpose of determining whether a hearing is required under paragraph 113(b) of the Act, the factors are the following:

(a) whether there is evidence that raises a serious issue of the applicant’s credibility and is related to the factors set out in sections 96 and 97 of the Act;

(b) whether the evidence is central to the decision with respect to the application for protection; and

(c) whether the evidence, if accepted, would justify allowing the application for protection.

In Sayed, Justice Zinn noted that in the context of PRRA applications following negative refugee determinations, the test of whether to hold an oral interview is that where the testimony of the applicant, if believed, would adequately address the determinative issues raised by the Board in rejecting the applicant’s refugee claim, then an officer must convoke an oral review to determine the credibility of the evidence (unless the officer accepts the evidence on its face).

It follows from this that if an applicant’s PRRA affidavit does not address all of the determinative issues found by the Board, then the Applicant will not have a right to an oral hearing.

It is therefore important for claimants to ensure that their PRRA affidavit does not simply reiterate the allegations made during the refugee hearing. Rather, they should present further evidence and testimony to address the issues that caused their refugee claim to fail.

US War Deserters – Immigrating to Canada

In a decision that has received much media attention, the Federal Court of Appeal on July 6, 2010, released its decision in Hinzman v. Canada (Citizenship and Immigration), 2010 FCA 177.

The case involved an American soldier who for moral and religious beliefs was against “all participation in war”.  (Note to Appellant: Next time pick your career more wisely.) In 2004, upon learning that his unit would be deployed to Iraq, Mr. Hinzman fled the United States for Canada. He has been AWOL from the US army since his arrival in Canada.  He originally claimed refugee status, a claim which was unsuccessful.

He then made a Pre-Removal Risk Assessment application, and an application for permanent residence based on Humanitarian & Compassionate grounds.  The appellant argued that if he were subjected to a court-martial proceeding and charged with being AWOL or desertion, then he would receive a more severe punishment than other deserters because of his decision to publicly speak out against the Iraq War. He also maintained that he would be a prisoner of conscious.

The Immigration Officer rejected the PRRA application.  She found that:

[t]he possibility of prosecution under a law of general application is not, in and of itself, sufficient evidence that an applicant has a well-founded fear of persecution. The PRRA application is not an avenue to circumvent lawful and legitimate prosecutions commenced by a democratic country.

The appellant did not seek leave to apply for judicial review of the PRRA decision.

The Immigration Officer also rejected the H&C argument.  The appellant sought leave to appeal of this decision.  The Federal Court upheld her decision. However, it certified the following question:

Can punishment under a law of general application for desertion, when the desertion was motivated by a sincere an deeply held moral, political and/or religious objection to a particular war, amount to unusual, undeserved or disproportionate hardship in the context of an application for permanent residence on humanitarian and compassionate grounds?

How did the Federal Court answer?

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PRRA Officer Did not Consider Important Country Report

On June 7, the Federal Court released its decision in Ariyaratnam v. Canada (Citizenship and Immigration), 2010 FC 608. The case involved a 28 year old from Sri Lanka who arrived in Canada in 2003. In 2004, his application for refugee status was refused.  On August 20, 2009, an Immigration Officer refused his PRRA and H&C applications.

Numerous arguments were raised during the judicial review.  I want to focus on an issue involving a UNHCR report that would have bolstered the applicant’s claim. This report was released a few weeks before the Immigration Officer released her decision.  The Immigration Officer did not consider the decision. The appellant argued that the Officer had a duty to consider it.

So what did the Federal Court say?

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